Purpose of Job We are currently seeking a talented Compliance
and Operational Risk Testing Analyst I for our Tampa Crosstown,
Phoenix Campus, San Antonio Home Office I or 100% Remote Work
As a member of the second line of defense, the Compliance and
Operational Risk Testing Analyst executes independent testing under
the Enterprise Testing program methodology to ensure departmental
processes and activities comply with applicable rules, regulations,
policies and procedures. The incumbent will compile and retain well
documented work papers to create accurate and concise written
reports including issues, root cause and recommended corrective
action. Job Requirements About USAA
USAA knows what it means to serve. We facilitate the financial
security of millions of U.S. military members and their families.
This singular mission requires a dedication to innovative thinking
at every level.
In each of the past five years, we've been a top-40 Fortune 100
Best Companies to Work For®, and we've ranked among Victory Media's
Top 10 Military Friendly® Employers 13 years straight. We embrace a
robust veteran workforce and encourage veterans and veteran
spouses to apply.
USAA Careers - Award Winning Workplace (17 seconds)
USAA Careers – World Class Benefits (31 seconds)
Under guidance, develops the steps needed to test and/or analyze
compliance with applicable policies/procedures and
Analyzes and assesses formal and informal policies and
procedures related to processes and controls for effectiveness
related to risk controls.
Under minimal guidance, conducts appropriate, independent
testing to ensure operational risks and compliance requirements are
Prepares detailed and objective work papers to support
Completes assigned compliance and operational risk testing
activities in accordance with established timelines and high
standards of quality.
Gathers information, analyzes data trends, identifies root
causes, and provides information to the team and relevant
Identifies potential control weaknesses and makes
recommendations to remediate issues.
Summarizes the results of testing in clear, accurate and concise
written reports. Maintains accountability for the completeness and
accuracy of testing results/reports.
Builds, develops, and maintains relationships with business and
internal control partners (Audit, Risk & Compliance, Legal) to
facilitate collaboration between all lines of defense for
Bachelor's degree required OR 4 additional years of related
experience beyond the minimum required may be substituted in lieu
of a degree.
AND 4 (8 Total years in lieu of a degree) or more or more years
relevant work experience.
Advanced knowledge of relevant regulatory data sources.
Advanced knowledge of data analysis tools and techniques.
Advanced knowledge of relevant industry regulations.
Advanced knowledge of regulatory compliance. Advanced knowledge
of Microsoft Office tools to include Word, Excel and
Experience conducting compliance testing as a risk/compliance
Advanced knowledge of banking products, including Deposit
Accounts, Consumer Loans, and/or Credit Cards.
The above description reflects the details considered necessary
to describe the principal functions of the job and should not be
construed as a detailed description of all the work requirements
that may be performed in the job.
At USAA our employees enjoy one of the best benefits package in
the business, including a flexible business casual or casual dress
environment, comprehensive medical, dental and vision plans, along
with wellness and wealth building programs. Additionally, our
career path planning and continuing education will assist you with
your professional goals.
Relocation assistance is not available for this position.